Tag: Hong Kong SFC
Hong Kong SFC CEO Julia Leung Speech at HK REITS Association:...
Hong Kong SFC CEO Julia Leung Speech at HK REITS Association: Promote Growth of REITS & Grants Available, Reviewing Tax & Stock Connect, Hong...
Hong Kong SFC Starts Insider Trading Proceedings Against Ex-Deputy General Manager...
Hong Kong SFC Starts Insider Trading Proceedings Against Ex-Deputy General Manager of China CITIC Bank for Using Inside Info While Working on Loan to...
Hong Kong SFC Commits to Become a Carbon-Neutral Organisation Before 2050...
Hong Kong SFC Commits to Become a Carbon-Neutral Organisation Before 2050 in Line with Hong Kong Climate Action Plan 2050, Interim Target of Reducing...
Hong Kong SFC Issues Restriction Notices to 10 Brokers to Freeze...
Hong Kong SFC Issues Restriction Notices to 10 Brokers to Freeze 31 Trading Accounts in Ramp & Dump Scheme, 10 Brokers are China Industrial,...
Hong Kong SFC Bans Convoy Asset Management Representative for 10 Years...
Hong Kong SFC Bans Convoy Asset Management Representative for 10 Years for Stock Market Manipulation Arranging 10 Clients & Friends to Buy Shares to...
Hong Kong SFC Released Quick Licensing Guides: Family Offices, Private Equity,...
Hong Kong SFC Released Quick Licensing Guides: Family Offices, Private Equity, Hedge Funds, Overseas Professionals & Mainland Industry Professionals
25th March 2023 | Hong Kong
The...
Hong Kong Court Dismissed Application to Remove Restriction Notices on Trading...
Hong Kong Court Dismissed Application to Remove Restriction Notices on Trading Accounts Involved in Ramp & Dump Schemes, Applicants to Pay Hong Kong SFC...
Hong Kong SFC Issues Securities Guidance with New China Mainland Rules...
Hong Kong SFC Issues Securities Guidance with New China Mainland Rules for Overseas Listings with Effect from 31st March 2023, H-Shares & Domestic A-Shares...
Hong Kong SFC & HKMA on Credit Suisse: Open for Business,...
Hong Kong SFC & HKMA on Credit Suisse: Open for Business, Total Assets $7.85 Billion Represents 0.5% of Total Banking Sector Assets & 9th...
Hong Kong SFC Fines I-Access Investors $76,000 for Transmitting Test &...
Hong Kong SFC Fines I-Access Investors $76,000 for Transmitting Test & Simulated Securities Trading Data to Clients Triggering Stop-Loss Sell Orders, Did Not Inform...
