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Hong Kong SFC Fines Brokerage Jinrui Futures $611,000 for Money Laundering...

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Hong Kong SFC Fines Brokerage Jinrui Futures $611,000 for Money Laundering Failures for 258 Clients,  Banned Executive Director 6 Months & Responsible Officer 5...

Hong Kong SFC Bans CICC Banker 8 Months for Securities Misconduct,...

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Hong Kong SFC Bans CICC Banker 8 Months for Securities Misconduct, No Approval from Employer to Open Trading Account & Conducted $6.08 Million via...

Hong Kong SFC Appoints Deputy CEO Julia Leung as CEO for...

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Hong Kong SFC Appoints Deputy CEO Julia Leung as CEO for 3 Years Effective 1st January 2023, Succeeds Ashley Alder 15th December 2022 | Hong...

Hong Kong SFC to Launch Investor Identification on 20th March 2023,...

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Hong Kong SFC to Launch Investor Identification on 20th March 2023, Investors Must Agree to Information Disclosure to Buy Securities or OTC in Hong...

Hong Kong SFC Warns Public of Virtual Asset Risks: High Interest...

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Hong Kong SFC Warns Public of Virtual Asset Risks: High Interest Rates on Virtual Deposits, Not Regulated, Not the Same as Bank Deposits, May...

Hong Kong SFC Bans China Galaxy International Securities Broker Tang Shiyi...

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Hong Kong SFC Bans China Galaxy International Securities Broker Tang Shiyi for 10 Months for Violating Staff Dealing Policy, No Approval to Setup Personal...

Hong Kong SFC Reprimands Hedge Fund Gold Dragon Worldwide Asset Mgmt...

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Hong Kong SFC Reprimands Hedge Fund Gold Dragon Worldwide Asset Mgmt for Breaching Takeovers & Mergers Code, Failed to Disclose 53 Trades & Controlled...

Hong Kong SFC Appoints Chew Fook-aun and Agnes Chan Sui-kuen as...

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Hong Kong SFC Appoints Chew Fook-aun and Agnes Chan Sui-kuen as Non-Executive Directors for 2 Years Term 20th October 2022 | Hong Kong Hong Kong SFC...

Hong Kong SFC Fines Asia Research & Capital Mgmt $223,000 for...

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Hong Kong SFC Fines Asia Research & Capital Mgmt $223,000 for Failure to Comply with EU Short-Selling Reporting Requirements on London Exchange Premier Oil,...

Hong Kong Court Orders HK & SG Listed Co. Sound Global...

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Hong Kong Court Orders HK & SG Listed Co. Sound Global Ltd Chairman Wen Yibo to Buy Shares from Shareholders at Court-Determined Price in...