Hong Kong SFC Fines Brokerage Firm Rifa Futures $1.14 Million for Failures in KYC & Money-Laundering, 310 Clients including Mainland China Investors Trade Through...
Hong Kong SFC Issues Warning to Investors on NFTs Risks: Illiquid, Volatility, Lack of Transparency, Hacking & Fraud
9th June 2022 | Hong Kong
The Hong...
Hong Kong SFC: Regulators to Announce ETF Connect Implementation Details
2nd June 2022 | Hong Kong
The Hong Kong Securities & Futures Commission (SFC) and the...
Hong Kong SFC Bans KGI Asia Investment Representative from Financial Industry for Life, Misused $230,000 from 3 Clients Including Gambling
26th May 2022 | Hong...
Hong Kong SFC Bans Former Standard Chartered Relationship Manager and UOB Dealer for Life following Conviction of Bribery
29th October 2021 | Hong Kong
The Hong...
Hong Kong SFC to Promote Trading of China Renminbi Securities, SPAC and Green & Sustainable Finance Hub
8th October 2021 | Hong Kong
Hong Kong Regulator...
Former Executives of Hong Kong Financial Group Convoy Global Convicted of Fraud, $6.37 Million in Commission for Bonds Placement
24th September 2021 | Hong Kong
Hong...
Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2 Years for Misconduct
3rd September 2021 | Hong Kong
The Hong Kong Securities and Futures Commission...
Hong Kong SFC Warns Public On Unauthorised Collective Investment Schemes, Publishes Alert List
3rd September 2021 | Hong Kong
The Hong Kong Securities and Futures Commission...
Hong Kong SFC and Police Searched Listed Company Office & Residences for $57.9 Million Corporate Fraud, Arrests 2 for Money-Laundering
3rd September 2021 | Hong...
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