Tag: Hong Kong SFC
Hong Kong SFC Issues Lifetime Ban & $218,000 Fine on Agg....
Hong Kong SFC Issues Lifetime Ban & $218,000 Fine on Agg. Asset Management Responsible Officer Ng Ka Shun for Serious Misconduct Including Window-Dressing Liquid...
Hong Kong SFC Fines Ever-Long Securities $386,000 for IPO Sponsor Failure...
Hong Kong SFC Fines Ever-Long Securities $386,000 for IPO Sponsor Failure in Application of Singapore-Based Vessel Charter Services Coastal Corporation IPO in 2016 on...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading of Esprit Block Trade in 2017: Court Trial Scheduled on 4th May 2026...
Hong Kong SFC Issues Public Warning of Facebook Advertisements by Alpha...
Hong Kong SFC Issues Public Warning of Facebook Advertisements by Alpha Advice Promoting Investments into Litigation Asset-Back Notes & 90-Day Notes
19th December 2024 |...
Hong Kong SFC Issues 4 Virtual Asset Trading Platform (VATP) Licences...
Hong Kong SFC Issues 4 Virtual Asset Trading Platform (VATP) Licences under Swift Licensing Process, 4 VATP Applicants are Accumulus GBA Technology, DFX Labs,...
Hong Kong SFC Conducting Searches and Investigating Brokers & Representatives of...
Hong Kong SFC Conducting Searches and Investigating Brokers & Representatives of United States Underwriters & Investors for Nasdaq-Listed Companies in Hong Kong in Relation...
Hong Kong SFC & ICAC Conduct Joint Investigation of 3 Individuals...
Hong Kong SFC & ICAC Conduct Joint Investigation of 3 Individuals (ex-Hong Kong SFC Staff, Senior Government Counsel of Department of Justice, Registered Nurse...
Hong Kong SFC Issues 6-Year Restriction on Zuo Ping to Access...
Hong Kong SFC Issues 6-Year Restriction on Zuo Ping to Access Hong Kong Securities Market from 2024 to 2030 with Cold Shoulder Order for...
Hong Kong SFC Starts Market Misconduct Tribunal Proceedings Against ex-Chairman of...
Hong Kong SFC Starts Market Misconduct Tribunal Proceedings Against ex-Chairman of Investment Group Ding Yi Feng Holding Sui Guangyi, 2 Entities & 28 Individuals...
Hong Kong Ramp & Dump Syndicate Core Suspect Chan Sin Ying...
Hong Kong Ramp & Dump Syndicate Core Suspect Chan Sin Ying Case Transferred to District Court with 1st Hearing on 28th November 2024, Joins...
