Hong Kong SFC Issues Regulatory Requirements on Listed Structured Funds for Product Issuers to Expand Range of Listed Structured Funds Offered to Public Investors...
Hong Kong Market Misconduct Tribunal (MMT) Orders Tian An China Investments Company Chairman Family Chauffeur Wife Choi Ban Yee to Disgorge (Give Up) $13,700...
Hong Kong SFC Extends Swift Licensing Process to New Applicants of Virtual Asset Trading Platform (VATP) Licences, Issued 4 Licences in 2024 December to...
Hong Kong SFC & HKEX Take Enforcement Actions Against Listed-Mobile Gaming Company FingerTango & ex-Directors for Misconduct in Problematic Investments & Loans Resulting in...
Hong Kong SFC Issues Public Warning of Unlicensed Virtual Asset Trading Platform International Standard Carbon Assets Technology (iSCAT Exchange) for Providing Cryptocurrency Trading Services...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Founder & Chief Investment Officer Simon Saldar to Sell English League One Football Club Blackpool,...
Hong Kong SFC Issues Lifetime Ban & $218,000 Fine on Agg. Asset Management Responsible Officer Ng Ka Shun for Serious Misconduct Including Window-Dressing Liquid...
Hong Kong SFC Fines Ever-Long Securities $386,000 for IPO Sponsor Failure in Application of Singapore-Based Vessel Charter Services Coastal Corporation IPO in 2016 on...
Hong Kong SFC Issues Public Warning of Facebook Advertisements by Alpha Advice Promoting Investments into Litigation Asset-Back Notes & 90-Day Notes
19th December 2024 |...
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