Tag: Hong Kong SFC
Hong Kong SFC Secured $24.6 Million Compensation Settlement from 3 ex-Directors...
Hong Kong SFC Secured $24.6 Million Compensation Settlement from 3 ex-Directors to Pay Shareholders of Hong Kong-Delisted Combest Holdings Limited, Caused Combest to Acquire...
Hong Kong SFC Issues Restriction Notice to Kingston Securities on a...
Hong Kong SFC Issues Restriction Notice to Kingston Securities on a Client Account Who is a Hong Kong-Listed Company Director Suspected of Misconduct &...
Hong Kong SFC Files Legal Proceedings to Disqualify 7 ex-Directors &...
Hong Kong SFC Files Legal Proceedings to Disqualify 7 ex-Directors & 2 ex-De Facto Directors of Suspended Hong Kong Exchange-Listed SoftMedx Healthcare Limited for...
Hong Kong SFC Releases 2 New Quick Guides on Licensing Requirements...
Hong Kong SFC Releases 2 New Quick Guides on Licensing Requirements for Visiting Professionals & Returning Professionals, Complements 5 Previous Guides Released in 2023...
Hong Kong SFC Issues Lifetime Ban on ex-UBS Associate Director Charles...
Hong Kong SFC Issues Lifetime Ban on ex-UBS Associate Director Charles Lam Chung Yiu after 7-Year Jail Sentence Conviction in 2023 for $1.8 Million...
Hong Kong SFC & Hong Kong Exchange Announced Temporary Listings Changes...
Hong Kong SFC & Hong Kong Exchange Announced Temporary Listings Changes for Specialist Technology Companies & De-SPAC Transactions: Specialist Technology Companies Reduced from HKD...
Hong Kong SFC, ICAC & Macao Judiciary Police in Joint Operation on 19th...
Hong Kong SFC, ICAC & Macao Judiciary Police in Joint Operation on 19th & 20th August 2024 for Suspected $15 Million Cross-boundary Fraud, False Accounting & Misconduct Involving Senior Executives of...
Hong Kong SFC & Insurance Authority Joined Forces to Tackle Suspected...
Hong Kong SFC & Insurance Authority Joined Forces to Tackle Suspected Irregularities of Tahoe Life Insurance Investment Portfolio, Investigations from Fund Managers Revealed Assets...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Returned 90%...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Returned 90% of Clients Money, Ongoing Hong Kong Court Trial on Insider Trading of Esprit...
Hong Kong SFC & China CSRC Held 16th High-Level Enforcement Cooperation...
Hong Kong SFC & China CSRC Held 16th High-Level Enforcement Cooperation in China Kunming, Key Discussions Include Tackling Securities Crimes & Misconduct, Sharing Process...
