Tag: Hong Kong SFC
Hong Kong SFC Proposed Guidelines for Marketing Soundings Commonly Used in...
Hong Kong SFC Proposed Guidelines for Marketing Soundings Commonly Used in Block Trades, Applicable to Licensed or Registered Persons When Conducting Marketing Soundings
9th November...
Hong Kong SFC Names 14 Brokers in First Batch of Wealth...
Hong Kong SFC Names 14 Brokers in First Batch of Wealth Management Connect Pilot Scheme to Provide Cross-Border Investment Services for Investors in Guangdong-Hong...
Hong Kong SFC Outlines Initiatives to Develop & Scale Virtual Asset...
Hong Kong SFC Outlines Initiatives to Develop & Scale Virtual Asset Market: 1) Swift Licensing Process for Virtual Asset Trading Platforms, 2) Consultative Panel...
Hong Kong SFC Obtains Interim Court Order to Freeze $817 Million...
Hong Kong SFC Obtains Interim Court Order to Freeze $817 Million Assets of 11 Suspected Manipulators of Ding Yi Feng Shares to Create False...
Hong Kong SFC to Expedite Processing of Simple Investment Funds Application...
Hong Kong SFC to Expedite Processing of Simple Investment Funds Application Approval to Within 15 Days from 1.5 Months to 2.5 Months with Launch...
Hong Kong SFC Appoints Dr Kelvin Wong Tin-yau as Chairman of...
Hong Kong SFC Appoints Dr Kelvin Wong Tin-yau as Chairman of SFC for 3 Years from 20th October 2024 Succeeding Tim Lui, Appoints 2...
Hong Kong SFC Starts Market Misconduct Tribunal Proceedings for PayPal Acquisition...
Hong Kong SFC Starts Market Misconduct Tribunal Proceedings for PayPal Acquisition of $4 Billion Honey Science in 2019 Against Chairman of Dickson Concepts Dickson...
Hong Kong SFC Fines Zheshang International Financial Holdings $342,000 for Failures...
Hong Kong SFC Fines Zheshang International Financial Holdings $342,000 for Failures in Deposits Checks, Money Laundering & Monitoring of Suspicious Trading Patterns in 23,370...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading of Esprit Block Trade in 2017: District Court Sets Next Hearing on 19th...
Hong Kong SFC Fines Xinhu International Futures $1.1 Million & Suspends...
Hong Kong SFC Fines Xinhu International Futures $1.1 Million & Suspends ex-Responsible Officer Ngai Wai for 9 Months for Failure in Money Laundering &...
