Home Tags Hong Kong SFC

Tag: Hong Kong SFC

Hong Kong SFC to Expedite Processing of Simple Investment Funds Application...

0
Hong Kong SFC to Expedite Processing of Simple Investment Funds Application Approval to Within 15 Days from 1.5 Months to 2.5 Months with Launch...

Hong Kong SFC Appoints Dr Kelvin Wong Tin-yau as Chairman of...

0
Hong Kong SFC Appoints Dr Kelvin Wong Tin-yau as Chairman of SFC for 3 Years from 20th October 2024 Succeeding Tim Lui, Appoints 2...

Hong Kong SFC Starts Market Misconduct Tribunal Proceedings for PayPal Acquisition...

0
Hong Kong SFC Starts Market Misconduct Tribunal Proceedings for PayPal Acquisition of $4 Billion Honey Science in 2019 Against Chairman of Dickson Concepts Dickson...

Hong Kong SFC Fines Zheshang International Financial Holdings $342,000 for Failures...

0
Hong Kong SFC Fines Zheshang International Financial Holdings $342,000 for Failures in Deposits Checks, Money Laundering & Monitoring of Suspicious Trading Patterns in 23,370...

$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading...

0
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading of Esprit Block Trade in 2017: District Court Sets Next Hearing on 19th...

Hong Kong SFC Fines Xinhu International Futures $1.1 Million & Suspends...

0
Hong Kong SFC Fines Xinhu International Futures $1.1 Million & Suspends ex-Responsible Officer Ngai Wai for 9 Months for Failure in Money Laundering &...

Hong Kong SFC Fines CSC Futures $637,000 for Money Laundering Failure...

0
Hong Kong SFC Fines CSC Futures $637,000 for Money Laundering Failure in 2017 & 2018, Failed to Conduct Due Diligence on Customer Supplied Systems...

Hong Kong Ramp & Dump Syndicate Core Suspect & Fugitive Chan...

0
Hong Kong Ramp & Dump Syndicate Core Suspect & Fugitive Chan Sin Ying Charged in Court after Arrest in Singapore & Surrender in Hong...

Hong Kong SFC Celebrates 35th Anniversary on 3rd October 2024 with...

0
Hong Kong SFC Celebrates 35th Anniversary on 3rd October 2024 with More than 300 Guests in Cocktail Reception at JW Marriott Hotel Hong Kong,...

Hong Kong SFC Published Codes & Guidelines for New Type 13...

0
Hong Kong SFC Published Codes & Guidelines for New Type 13 Regulated Activity (RA13) with 19 Depositaries to be Licensed or Registered 30th September 2024...