Hong Kong SFC Files Legal Proceedings for Share Repurchase Order to Protect Independent Minority Shareholders of LET Group & Summit Ascent Due to Alleged...
Hong Kong SFC Fines Profitech Securities $513,000 for Failure to Maintain Required Liquid Capital of HKD 3 Million ($386,000), Improperly Re-pledged Client Securities Collateral...
Hong Kong SFC Issues 9-Month Suspension to ex-Ever-Long Securities Responsible Officer & Director Wilson Cheung Kin for Breaching SFC Code of Conduct & Sponsor...
Hong Kong SFC Secured $24.6 Million Compensation Settlement from 3 ex-Directors to Pay Shareholders of Hong Kong-Delisted Combest Holdings Limited, Caused Combest to Acquire...
Hong Kong SFC Issues Restriction Notice to Kingston Securities on a Client Account Who is a Hong Kong-Listed Company Director Suspected of Misconduct &...
Hong Kong SFC Files Legal Proceedings to Disqualify 7 ex-Directors & 2 ex-De Facto Directors of Suspended Hong Kong Exchange-Listed SoftMedx Healthcare Limited for...
Hong Kong SFC Releases 2 New Quick Guides on Licensing Requirements for Visiting Professionals & Returning Professionals, Complements 5 Previous Guides Released in 2023...
Hong Kong SFC & Hong Kong Exchange Announced Temporary Listings Changes for Specialist Technology Companies & De-SPAC Transactions: Specialist Technology Companies Reduced from HKD...
Hong Kong SFC, ICAC & Macao Judiciary Police in Joint Operation on 19th & 20th August 2024 for Suspected $15 Million Cross-boundary Fraud, False Accounting & Misconduct Involving Senior Executives of...
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