Tag: Hong Kong SFC
JP Morgan & Nomura Have Limit Dealings & Exposure to $4.8...
JP Morgan & Nomura Have Limit Dealings & Exposure to $4.8 Billion Hong Kong Hedge Fund Segantii Capital Management after Hong Kong SFC Started...
Hong Kong SFC Obtains Court Injunction to Freeze $30 Million of...
Hong Kong SFC Obtains Court Injunction to Freeze $30 Million of Assets Against Former CEO of SMI Culture & Travel Group Anita Leung, Lawsuit...
Ex-Merrill Lynch 14-Year Veteran Banker Tony Psarianos Named in Hong Kong...
Ex-Merrill Lynch 14-Year Veteran Banker Tony Psarianos Named in Hong Kong SFC Criminal Insider Dealing Prosecution in Hong Kong Court Against $4.8 Billion Hong...
JP Morgan Hiring of Ex-Hedge Fund Segantii Capital Management Trader Daniel...
JP Morgan Hiring of Ex-Hedge Fund Segantii Capital Management Trader Daniel La Rocca as Head of APAC Cash Stocks Trading Has Been Terminated, Hong...
Hong Kong SFC Starts Criminal Insider Dealing Prosecution in Hong Kong...
Hong Kong SFC Starts Criminal Insider Dealing Prosecution in Hong Kong Court Against $4.8 Billion Hong Kong Hedge Fund Segantii Capital Management, Founder &...
Hong Kong Court Consolidates First Case of Ramp & Dump Syndicate...
Hong Kong Court Consolidates First Case of Ramp & Dump Syndicate for Criminal Prosecution, 3 Defendants Stevens Yip Chi Fai, So Lung Ying &...
Hong Kong SFC & Hong Kong Stock Exchange Conclude Review of...
Hong Kong SFC & Hong Kong Stock Exchange Conclude Review of China Ecotourism Group Previously Known as China LotSynergy Holdings Which Lost $8.4 Million...
Hong Kong SFC Issues Restriction Notices to Futu Securities & Interactive...
Hong Kong SFC Issues Restriction Notices to Futu Securities & Interactive Brokers to Prohibit Dealing &/or Processing Assets of Client Accounts Owned by ex-Board...
Hong Kong SFC Warns Public of Fake Voice Message Calls Pretending...
Hong Kong SFC Warns Public of Fake Voice Message Calls Pretending to be from Hong Kong SFC, Requires Person to Key Information on Phone...
Hong Kong SFC Starts Market Misconduct Proceedings Against 4 Individuals for...
Hong Kong SFC Starts Market Misconduct Proceedings Against 4 Individuals for Suspected Insider Trading of Asiasec Properties Limited Previously Known as Dan Form Holdings,...
