Tag: Hong Kong SFC
Hong Kong SFC Warns of 3 Suspected Virtual Asset-Related Fraud &...
Hong Kong SFC Warns of 3 Suspected Virtual Asset-Related Fraud & Licensed Activities HKD.com Corporation, VBIT Exchange & Tokencan, Hong Kong Police Blocked Access...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading of Esprit Block Trade in 2017: District Court Held First Hearing on 2nd...
Hong Kong SFC Bans ex-COO of DA International Financial Service Wu...
Hong Kong SFC Bans ex-COO of DA International Financial Service Wu Chao for 3 Years & 7 Months for Managing & Hiding Beneficial Interest...
Hong Kong Court Convicts SFC-Licensed Representative Wong Ming Chung for Providing...
Hong Kong Court Convicts SFC-Licensed Representative Wong Ming Chung for Providing Investment Advice on Paid-Subscription Telegram Chat Group Between 2018 to 2019 in Personal...
Hong Kong SFC Suspends PICC Asset Management ex-Investment Manager Shum Wai...
Hong Kong SFC Suspends PICC Asset Management ex-Investment Manager Shum Wai Nap for 7 Months for Failure to Properly Manage Funds According to Stated...
Hong Kong SFC Bans External Asset Manager Primas Asset Management ex-Relationship...
Hong Kong SFC Bans External Asset Manager Primas Asset Management ex-Relationship Manager Ha Po Kwan for 1 Year for Changing Strike Price & Maturity...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading:...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading: Court Case Moved to Hong Kong District Court with Higher Sentences, Segantii CIO...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading:...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Insider Trading: Segantii Specializing in Block Trades Allegedly Knew of Hedge Fund Lone Pine Capital...
Hong Kong SFC Obtains Bank Accounts & Properties Preservation Orders in...
Hong Kong SFC Obtains Bank Accounts & Properties Preservation Orders in Canada British Columbia Against ex-CEO of SMI Culture & Travel Group Anita Leung...
Hong Kong SFC Suspends ex-Responsible Officer of China On Securities Wong...
Hong Kong SFC Suspends ex-Responsible Officer of China On Securities Wong Ka Ching for 4 Years for Failures & Negligence as Placement Agent of...
