Tag: Hong Kong SFC
Hong Kong SFC Instructs Hong Kong Exchange to Suspend Share Trading...
Hong Kong SFC Instructs Hong Kong Exchange to Suspend Share Trading of LET Group Holdings & Summit Ascent Holdings from 14th February 2024 9...
Hong Kong SFC & Police Issue Warning of Suspected Fraud by...
Hong Kong SFC & Police Issue Warning of Suspected Fraud by Virtual Asset Trading Platform MEXC, Used Social Media or Messaging Chat Groups to...
Hong Kong Court Transfers First Case of Ramp & Dump Syndicate...
Hong Kong Court Transfers First Case of Ramp & Dump Syndicate to District Court for Criminal Prosecution, 2 Defendants Stevens Yip Chi Fai &...
Hong Kong SFC Issues Warning of Suspicious Crypto-Related Investment Product Hong...
Hong Kong SFC Issues Warning of Suspicious Crypto-Related Investment Product Hong Kong International Financial Centre Token with Marketing Materials Claiming Product is Officially Approved...
Hong Kong Appoints The Bank of East Asia General Manager Dr...
Hong Kong Appoints The Bank of East Asia General Manager Dr Eric Yip Chee-Hang as SFC Executive Director of Intermediaries for 3 Years from...
Hong Kong SFC Notifies Investors to Check Regulatory Status of Virtual...
Hong Kong SFC Notifies Investors to Check Regulatory Status of Virtual Asset Trading Platforms Operating in Hong Kong from 1st March 2024, Platforms Without...
Hong Kong SFC Fines PICC Asset Management $358,000 for Failure to...
Hong Kong SFC Fines PICC Asset Management $358,000 for Failure to Ensure Investments Meet Fund-Stated Investment Strategy, Risk Management & Supervise Designated Fund Manager...
Hong Kong SFC Issues 5-Year Ban to Ex-Representatives of Brokerage Nerico...
Hong Kong SFC Issues 5-Year Ban to Ex-Representatives of Brokerage Nerico Brothers Lam Ching Chiu & Wong Siu Fung after Criminal Conviction of Bribery,...
Hong Kong SFC Disqualifies Former Hong Kong-Listed Fuguiniao Co Ltd CFO...
Hong Kong SFC Disqualifies Former Hong Kong-Listed Fuguiniao Co Ltd CFO Chan Wai Shing for 2 Years & Pay for Costs of Proceedings for...
Hong Kong Court Charged Suspected Core Member of Large Ramp &...
Hong Kong Court Charged Suspected Core Member of Large Ramp & Dump Syndicate for Market Manipulation, Joins 2 Members Charged in August 2023
30th January...
