Hong Kong Court Fines Individual $768 for Dealing in Securities without Licence, Enticed 3 Retail Investors to Invest in First Asia Holdings & First...
Hong Kong SFC Fines Changjiang Asset Management $265,000 for Failure to Segregate Client Money with Amount Ranging from $83,000 to $1 Million, Issued Inaccurate...
Hong Kong Issues Public Consultation to Increase Deposit Protection Scheme from $63,000 to $100,000, Protecting 92% Depositors from Current Level of 89% of Depositors
14th...
Hong Kong SFC and Accounting & Financial Reporting Council Collaborate to Tackle Misconduct by Listed Companies on Transferring Funds to 3rd-Party without Commercial Rationale...
Asian-American Popular Singer & Songwriter CoCo Lee $29 Million Hong Kong Properties Transferred to 86-Year-Old Mother and 2 Elder Sisters Carol & Nancy, Properties...
Hong Kong SFC Issues 2-Year Ban on RaffAello Capital Principal & Responsible Officer for Failure to Discharge Duties as Sponsor Principal for IPO
12th July...
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