Tag: Hong Kong
Hong Kong SFC Fines RBC $980,000 for Failure to Segregate Client...
Hong Kong SFC Fines RBC $980,000 for Failure to Segregate Client Money 86 Times with Highest Single Transaction was $6.62 Million, Transferred Securities from...
Hong Kong SFC Bans Former Standard Chartered Banker for 3 Years...
Hong Kong SFC Bans Former Standard Chartered Banker for 3 Years & Mother Sentenced to 160 Hours of Community Service, Conspired to Open Accounts...
Hong Kong Exchange Appoints Daniel Sonder as Chief Strategy Officer &...
Hong Kong Exchange Appoints Daniel Sonder as Chief Strategy Officer & Head of Data Business, Andrew Walton as Head of Digital Assets & Ken...
Hong Kong SFC CEO Ashley Alder Quits after 12 Years, To...
Hong Kong SFC CEO Ashley Alder Quits after 12 Years, To Join UK Financial Conduct Authority as Chairman in January 2023
14th July 2022 |...
Hong Kong SFC & Police Arrests 8 Senior Executives of Former...
Hong Kong SFC & Police Arrests 8 Senior Executives of Former HK Listed Company for Misleading Announcements to Cover $16 Million Bogus Fraud Transactions
7th...
Hong Kong & China Launches Swap Connect, Allow Global Investors to...
Hong Kong & China Launches Swap Connect, Allow Global Investors to Manage Risks & Trade Interest Rate Derivatives with Onshore Investors in Mainland China
7th...
Hong Kong SFC Annual Report 2021/2022: 48,401 Licensees, $4.45 Trillion AUM,...
Hong Kong SFC Annual Report 2021/2022: 48,401 Licensees, $4.45 Trillion AUM, 2,849 Funds, 4,401 Complaints, 27 Criminal Charges
1st July 2022 | Hong Kong
The Hong...
Hong Kong Luxury Property No. 15 Shouson Sells House for Record...
Hong Kong Luxury Property No. 15 Shouson Sells House for Record $110 Million in 2022, Hong Kong Richest Li Ka-Shing Resident of Shouson Hill...
Hong Kong ETF Connect Starts on 4th July 2022, Trading of...
Hong Kong ETF Connect Starts on 4th July 2022, Trading of ETFs under Mainland-Hong Kong Stock Connect
30th June 2022 | Hong Kong
The Hong Kong...
Hong Kong SFC Fines China Everbright Securities $484,000 for Anti-Money Laundering...
Hong Kong SFC Fines China Everbright Securities $484,000 for Anti-Money Laundering Breaches, Failure to Identify $31 Million from 178 Transactions
17th June 2022 | Hong...
