Tag: Hong Kong
Hong Kong SFC to Amend Professional Investor Rules in July 2018
Hong Kong SFC to Amend Professional Investor Rules in July 2018
The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO...
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor
The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...
Hong Kong SFC Provides Guidance on Use of Instant Messaging to...
Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from Clients
Hong Kong's Securities and Futures Commission (SFC) has issued a...
Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong's Securities and Futures Commission (SFC) has reprimanded CN Capital Management (CN Capital)...
Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms
Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms
Hong Kong's Securities and Futures Commission (SFC) have released consultation conclusions on Guidelines on Online...
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...
2017 Top 20 Global Countries and Cities for Billionaires
2017 Top Global Countries and Cities for Billionaires
United States, China and Japan are the world's 3 largest economy, with United States' GDP topping $18...
7 Shocking Deals that shake-up Private Banking in Asia
7 Shocking Deals that shake-up Private Banking in Asia
Since the global financial crisis of 2008, banks had gone through many mergers, acquisitions, split-ups and some...
Top Headlines in the Last 7 Days (21st – 27th March...
Top Headlines in the Last 7 Days
(21st - 27th March 2016)
No. 1 Standard Chartered Bank Targets China
Mary Huen Wai-yi, the regional head of retail...
