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2024

Interactive Brokers Lost $48 Million from New York Stock Exchange Technical...

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Interactive Brokers Lost $48 Million from New York Stock Exchange Technical Glitch with Clients Placing Orders to Buy Warren Buffett Berkshire Hathaway at $185...
Investment

Hong Kong SFC Issues Restriction Notices to Futu Securities & Interactive...

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Hong Kong SFC Issues Restriction Notices to Futu Securities & Interactive Brokers to Prohibit Dealing &/or Processing Assets of Client Accounts Owned by ex-Board...
Financial Industry

United States SEC Fines 10 Firms $79 Million for Using Text...

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United States SEC Fines 10 Firms $79 Million for Using Text Messaging Platforms Including Whatsapp & Not Maintaining Records of Communications, 10 Firms Fined...
Services

HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing...

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HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...
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