Tag: Listing
Hong Kong SFC Proposes New Listing Rules on IPOs & Listed...
Hong Kong SFC Proposes New Listing Rules on IPOs & Listed Issuers to Improve Regulatory Efficiency & Protect Investors Against Financial Harm, New Rules...
UBS Receives China Regulatory Approval to Sell 36.01% Stake in Credit...
UBS Receives China Regulatory Approval to Sell 36.01% Stake in Credit Suisse Securities (China) to Beijing State-owned Assets Management (BSAM) & Retains 14.99% Stake,...
Switzerland Financial Authority FINMA Reported to Investigate Credit Suisse Including Then-CEO...
Switzerland Financial Authority FINMA Reported to Investigate Credit Suisse Including Then-CEO Ulrich Korner, Chairman Axel Lehmann & Employees on Possibly Misleading Public & Regulators...
UK Financial Conduct Authority Launches New Simplified Listings Regime for Companies...
UK Financial Conduct Authority Launches New Simplified Listings Regime for Companies Effective 29th July 2024, Removed Requirement for Voting on Significant Transactions or Related...
UBS & Founder Securities Sell 85.01% of Credit Suisse Securities China...
UBS & Founder Securities Sell 85.01% of Credit Suisse Securities China to China Beijing State-Owned Assets Management (BSAM) for $215.4 Million, UBS Sells 36.01%...
Switzerland Financial Regulator FINMA Concludes No Anti-Trust Issue in Merger of...
Switzerland Financial Regulator FINMA Concludes No Anti-Trust Issue in Merger of UBS & Credit Suisse, No Condition & Obligation Imposed after Review in Accordance...
UBS CEO Sergio Ermotti Forecasts Hong Kong to Overtake Switzerland as...
UBS CEO Sergio Ermotti Forecasts Hong Kong to Overtake Switzerland as World’s Leading Wealth Management Hub if Switzerland Policymakers Overreact to the Collapse of...
UBS Group Completes Merger of UBS & Credit Suisse with Credit...
UBS Group Completes Merger of UBS & Credit Suisse with Credit Suisse Clients Becoming Officially UBS Clients, Transfer of Credit Suisse Clients & Platforms...
UBS APAC President Edmund Koh Hints of End of Job Cuts...
UBS APAC President Edmund Koh Hints of End of Job Cuts in APAC Due to Duplication of Roles & Less Committed Employees after Credit...
UBS Reviews Plan to Reward Investment Bankers Who Refer Clients to...
UBS Reviews Plan to Reward Investment Bankers Who Refer Clients to UBS Private Bank, Credit Suisse Provides Incentives to Investment Bankers Who Refer Clients...
