Tag: professional investors
Hong Kong SFC Launches 2 Months Consultation: Enhances Enforcement Against Regulated...
Hong Kong SFC Launches 2 Months Consultation: Enhances Enforcement Against Regulated Person, Insider Trading & Advertising to Professional Investors
17th June 2022 | Hong Kong
The...
Hong Kong SFC Fines UBS $1.49 Million for Failure to Disclose...
Hong Kong SFC Fines UBS $1.49 Million for Failure to Disclose Conflict of Interests, Risks and to Qualify Clients
5th August 2021 | Hong Kong
The...
China Regulator Issues Warning on Stock Market Manipulation, Crackdown on Bitcoin
China Regulator Issues Warning on Stock Market Manipulation, Crackdown on Bitcoin
27th May 2021 | Hong Kong
The Chairman of China’s financial market regulator China Securities...