Tag: regulator
$33 Billion Deutsche Bank Fires 111 Senior Managers in Retail &...
$33 Billion Deutsche Bank Fires 111 Senior Managers in Retail & Private Bank to Meet 2025 Cost-Cutting Target & Cost-to-Income Ratio, Focused on Cutting...
Germany Deutsche Bank Proposed Postbank Lawsuit Settlement with Additional Interest &...
Germany Deutsche Bank Proposed Postbank Lawsuit Settlement with Additional Interest & Payment of EUR 36.59 Per Share Accepted by Long-Standing Plaintiff Effecten-Spiegel, Almost 60%...
Germany Deutsche Bank Proposed Lawsuit Settlement Rejected by Postbank Shareholders for...
Germany Deutsche Bank Proposed Lawsuit Settlement Rejected by Postbank Shareholders for Underpaying Value of Postbank in Full Acquisition of Postbank In 2010. Deutsche Bank...
Deutsche Bank Faces Further Money Laundering Fine & Scrutiny after Germany...
Deutsche Bank Faces Further Money Laundering Fine & Scrutiny after Germany Financial Regulator BaFin Issued Warning with Extended Deadline to October 2024, Stronger Anti-Money...
UK Regulator FCA Fines Spain Largest Bank Santander $133 Million for...
UK Regulator FCA Fines Spain Largest Bank Santander $133 Million for Repeated Money-Laundering Offences, Impacting Account Oversight of 560,000 Business Customers
15th December 2022 |...
UK Regulator FCA Provides Guidance to Banks & Lenders to Support...
UK Regulator FCA Provides Guidance to Banks & Lenders to Support Existing Property Loans Borrowers, Including Options for Reduced Monthly Payment & Interest Only...
UK Regulator FCA Banned & Fined 3 Mizuho Traders $725,000 for...
UK Regulator FCA Banned & Fined 3 Mizuho Traders $725,000 for Market Manipulation, Placed Large Orders on Italian Government Bond Futures to Send False...
UK Regulator FCA Requires Firms to Have Right Expertise to Check...
UK Regulator FCA Requires Firms to Have Right Expertise to Check & Approve Financial Promotions & Advertisements, Strengthen Rules on Misleading Advertisements & High-Risk...
UK Regulator FCA Fines Julius Baer $21 Million for Improper Introducer...
UK Regulator FCA Fines Julius Baer $21 Million for Improper Introducer Fee Arrangement with Higher FX Transaction Fees & $3 Million Paid to Introducer,...
The Bahamas National Address on $32 Billion FTX: First Regulator in...
The Bahamas National Address on $32 Billion FTX: First Regulator in the World to Take Actions 1 Day after Binance Terminated Bailout, Alameda Research...
