Tag: Restriction Notice
Hong Kong SFC Issues Restriction Notices to 4 Brokers Prohibiting Dealing...
Hong Kong SFC Issues Restriction Notices to 4 Brokers Prohibiting Dealing or Processing $11.6 Million Assets in Client Accounts for Suspected Market Manipulation or...
Hong Kong SFC Withdraws Restriction Notice Banning Bright Smart Securities from...
Hong Kong SFC Withdraws Restriction Notice Banning Bright Smart Securities from Dealing with Proceeds or Assets of Barry Kwok Sze Lok Who is Suspected...
Hong Kong SFC Issues Restriction Notice to Kingston Securities on a...
Hong Kong SFC Issues Restriction Notice to Kingston Securities on a Client Account Who is a Hong Kong-Listed Company Director Suspected of Misconduct &...
Hong Kong SFC Prohibits CICC Hong Kong from Dealing or Processing...
Hong Kong SFC Prohibits CICC Hong Kong from Dealing or Processing Certain Assets in Client Account Related to Suspected Insider Trading
9th December 2023 |...
Hong Kong SFC Obtains Court Order to Appoint Briscoe Wong Advisory...
Hong Kong SFC Obtains Court Order to Appoint Briscoe Wong Advisory as Joint & Several Administrators of Hong Kong Brokerage Global Group Securities Now...
Hong Kong SFC Issues Restriction Notice to Brokerage Firm Global Securities...
Hong Kong SFC Issues Restriction Notice to Brokerage Firm Global Securities Group for Client Assets, Prohibited from Trading & Transferring Until Further Notice
7th June...
Hong Kong SFC Issues Restriction Notice to Bright Smart Securities to...
Hong Kong SFC Issues Restriction Notice to Bright Smart Securities to Freeze 1 Client Account for Suspected Insider Trading
18th August 2022 | Hong Kong
The...
