Tag: SEC
United States SEC Charges Financial Firm & President with Fraud: Paid...
United States SEC Charges Financial Firm & President with Fraud: Paid 50 Positive Stories on Financial Websites & Inflate Value of Subsidiary
31st December 2021...
Electric-truck Maker Nikola to Pay $125 million to Resolve Fraud Charges,...
Electric-truck Maker Nikola to Pay $125 million to Resolve Fraud Charges, Delivers First Electric Truck
24th December 2021 | Hong Kong
Electric-truck maker Nikola Corporation will...
JP Morgan Fined $200 Million for Employees Using Messaging Apps &...
JP Morgan Fined $200 Million for Employees Using Messaging Apps & WhatsApp
24th December 2021 | Hong Kong
The United States Securities and Exchange Commission (SEC)...
Reddit Files for IPO with United States SEC, Market Valuation of...
Reddit Files for IPO with United States SEC, Market Valuation of $10 Billion
17th December 2021 | Hong Kong
Reddit, a social media network of communities,...
United States SEC Reaches $38.8 Million Fraud Settlement of SPAC Music...
United States SEC Reaches $38.8 Million Fraud Settlement of SPAC Music Streaming Company
29th October 2021 | Hong Kong
The United States Securities and Exchange Commission...
United States SEC Awards $110 Million to Whistleblower
United States SEC Awards $110 Million to Whistleblower
17th September 2021 | Hong Kong
The United States Securities and Exchange Commission (SEC) has awarded approximately $110...
United States SEC Charges Netflix Insider Trading Ring, $3 Million Total...
United States SEC Charges Netflix Insider Trading Ring, $3 Million Total Profit
19th August 2021 | Hong Kong
The United States Securities and Exchange Commission (SEC)...
United States SEC Increased Oversight of China Companies IPO on Stock...
United States SEC Increased Oversight of China Companies IPO on Stock Exchange, Disclosures & Ownership Relationships
4th August 2021 | Hong Kong
The United States Securities...
United States SEC Approves Direct Listing on NASDAQ to Raise Capital...
United States SEC Approves Direct Listing on NASDAQ to Raise Capital from Public Investors, Lower IPO Fees
27th May 2021 | Hong Kong
The United States...
United States SEC Fines Under Armour $9 Million for Misleading Investors...
United States SEC Fines Under Armour $9 Million for Misleading Investors on Revenue Growth in 2015
5th May 2021 | Hong Kong
The United States Securities...
