Tag: Securities
Standard Chartered Brokerage Receives Securities Business Licence in China, Target to...
Standard Chartered Brokerage Receives Securities Business Licence in China, Target to Start Operations in Early 2024 with Initial Focus on Fixed Income
14th December 2023...
Hong Kong Exchange Issues Consultation Paper to Remove Suspension of Securities...
Hong Kong Exchange Issues Consultation Paper to Remove Suspension of Securities & Derivatives Trading under Severe Weather Conditions Currently Linked to Severity of Typhoon,...
Hong Kong Exchange to Launch Enhanced Data Package for Enterprise &...
Hong Kong Exchange to Launch Enhanced Data Package for Enterprise & Retail Investors in December 2023: Monthly Mobile Market Data Service Fee Reduced by...
Shanghai & Shenzhen Stock Exchanges Revised Securities Disclosure Rules for Shareholders...
Shanghai & Shenzhen Stock Exchanges Revised Securities Disclosure Rules for Shareholders with at Least 5% in Listed Companies with 5% Shareholding Calculation to Include...
United States SEC New Rule on Additional Information Disclosure on Short...
United States SEC New Rule on Additional Information Disclosure on Short Selling of Equity Securities Transactions for Institutional Investors
14th October 2023 | Hong Kong
The...
United States SEC New Rule on Additional Information Disclosure on Securities...
United States SEC New Rule on Additional Information Disclosure on Securities Loans to be Reported to the Registered National Securities Association
14th October 2023 |...
11 China Brokerages Including China Largest Brokerage Citic Securities Reduced Trading...
11 China Brokerages Including China Largest Brokerage Citic Securities Reduced Trading Commissions, China Securities Regulatory Commission Had Announced Plans to Reduce Securities Transaction Fees...
China Securities Regulatory Commission Announced Plans to Reduce Securities Transaction Fees...
China Securities Regulatory Commission Announced Plans to Reduce Securities Transaction Fees & Extend Trading Hours from Current 4 Hours Daily, Hong Kong 5.5 Hours...
United States SEC Charged Crypto Asset Hex Founder Richard Heart for...
United States SEC Charged Crypto Asset Hex Founder Richard Heart for Securities Violation & Fraud, Raised $1 Billion from Investors & Used $12 Million...
United States SEC Fines Collectible Cars & Watches Marketplace RSE Markets...
United States SEC Fines Collectible Cars & Watches Marketplace RSE Markets $350,000 for Operating Unregistered Securities Trading Platform, Allow Buyers & Sellers to Trade...
