Tag: Securities
Hong Kong SFC Fines Enlighten Securities $643,000 for Failures in Securities...
Hong Kong SFC Fines Enlighten Securities $643,000 for Failures in Securities Margin Financing & 7-Month Suspension for Senior Management & Responsible Officer Denny Kua...
Hong Kong Exchange (HKEX) & CMU OmniClear to Explore Initiatives to...
Hong Kong Exchange (HKEX) & CMU OmniClear to Explore Initiatives to Enhance Hong Kong Post-Trade Securities Infrastructure & Support Long-Term Development of Fixed Income...
United States Court Dismissed United States SEC Lawsuit Against Crypto Asset...
United States Court Dismissed United States SEC Lawsuit Against Crypto Asset Hex Founder Richard Heart for Securities Violation & Fraud Citing Lack of Specific...
Hong Kong Exchange New Stock Settlement Fee at 0.0042% Per Trade...
Hong Kong Exchange New Stock Settlement Fee at 0.0042% Per Trade & Removed Minimum HKD 2 ($0.26) & Maximum HKD 100 ($12.87) Settlement Fee...
Standard Chartered Brokerage Receives Securities Business Licence in China, Target to...
Standard Chartered Brokerage Receives Securities Business Licence in China, Target to Start Operations in Early 2024 with Initial Focus on Fixed Income
14th December 2023...
Hong Kong Exchange Issues Consultation Paper to Remove Suspension of Securities...
Hong Kong Exchange Issues Consultation Paper to Remove Suspension of Securities & Derivatives Trading under Severe Weather Conditions Currently Linked to Severity of Typhoon,...
Hong Kong Exchange to Launch Enhanced Data Package for Enterprise &...
Hong Kong Exchange to Launch Enhanced Data Package for Enterprise & Retail Investors in December 2023: Monthly Mobile Market Data Service Fee Reduced by...
Shanghai & Shenzhen Stock Exchanges Revised Securities Disclosure Rules for Shareholders...
Shanghai & Shenzhen Stock Exchanges Revised Securities Disclosure Rules for Shareholders with at Least 5% in Listed Companies with 5% Shareholding Calculation to Include...
United States SEC New Rule on Additional Information Disclosure on Short...
United States SEC New Rule on Additional Information Disclosure on Short Selling of Equity Securities Transactions for Institutional Investors
14th October 2023 | Hong Kong
The...
United States SEC New Rule on Additional Information Disclosure on Securities...
United States SEC New Rule on Additional Information Disclosure on Securities Loans to be Reported to the Registered National Securities Association
14th October 2023 |...
