Tag: Securities & Exchange Commission
United States SEC Fines $54 Billion 3M Company $6.5 Million for...
United States SEC Fines $54 Billion 3M Company $6.5 Million for Violating Foreign Corrupt Practices Act, China Subsidiary Paid $1 Million for More than...
United States SEC Fines FinTech Investment Advisor Titan Global $1 Million...
United States SEC Fines FinTech Investment Advisor Titan Global $1 Million for Misleading Advertising of 2,700% Hypothetical Returns from Titan Crypto Strategy
24th August 2023...
United States SEC Amends Private Fund Advisors Regulations: Provide Quarterly Statements...
United States SEC Amends Private Fund Advisors Regulations: Provide Quarterly Statements to Investors Including Performance & Fees, Yearly Audited Financial Statement & Prohibit Providing...
FTX Founder Sam Bankman-Fried Arrested in Custody with $250 Million Bail...
FTX Founder Sam Bankman-Fried Arrested in Custody with $250 Million Bail Revoked after United States Judge Ruled Sam Bankman-Fried Likely to Had Intended to...
Crypto Exchange FTX Files Lawsuit Against Founder Sam Bankman-Fried & Former...
Crypto Exchange FTX Files Lawsuit Against Founder Sam Bankman-Fried & Former Executives Caroline Ellison, Gary Wang Zixiao & Nishad Singh for Misappropriating More than...
United States SEC Fines Digital World SPAC $18 Million for Failing...
United States SEC Fines Digital World SPAC $18 Million for Failing to Disclose Plan to Acquire Trump Media & Technology Group Corp Prior to...
Former Chief Growth Officer of Student Website Frank Olivier Amar Charged...
Former Chief Growth Officer of Student Website Frank Olivier Amar Charged for Defrauding JP Morgan, Acquired by JP Morgan for $175 Million Claiming 4.25...
United States SEC Charged Ex-Pfizer Employee for Insider Trading on COVID-19...
United States SEC Charged Ex-Pfizer Employee for Insider Trading on COVID-19 Treatment Success with Stock Price Increasing 11% After Announcement in 1 Day, Generated...
United States Court Dismissed FTX Founder Sam Bankman-Fried Filing to Dismiss...
United States Court Dismissed FTX Founder Sam Bankman-Fried Filing to Dismiss 10 of 13 Criminal Charges with Trial Scheduled for 2nd October 2023
29th June...
FTX Bankruptcy Fees at $200 Million in 7 Months, $42 Million...
FTX Bankruptcy Fees at $200 Million in 7 Months, $42 Million to Law Firm Sullivan & Cromwell and $28 Million to Alvarez & Marsal
24th...
