Tag: Securities & Exchange Commission
United States SEC Charges Former Co-Founder & CEO of Software Company...
United States SEC Charges Former Co-Founder & CEO of Software Company Slync for Fraud, Sold $67 Million of Securities to Investors, Misappropriated $28 Million...
United States SEC Fines Former McDonald’s CEO Stephen Easterbrook $400,000 &...
United States SEC Fines Former McDonald’s CEO Stephen Easterbrook $400,000 & Banned for 5 Years for Misleading Investors, Terminated for Improper Relationships with Employees...
United States SEC Awards Whistleblower $37 Million, Whistleblowers are Awarded 10%...
United States SEC Awards Whistleblower $37 Million, Whistleblowers are Awarded 10% to 30% if Penalties Exceed $1 Million
22nd December 2022 | Hong Kong
The United...
United States SEC Fines $142 Billion Honeywell $202.7 Million for Bribery...
United States SEC Fines $142 Billion Honeywell $202.7 Million for Bribery in Brazil & Algeria, $4 Million in Bribes to High Ranking Brazil Government...
United States SEC Charges Asset Manager Employee & Accomplice for Fraud...
United States SEC Charges Asset Manager Employee & Accomplice for Fraud with $47 Million Profit, Multi-Year Front-Running Scheme by Trading Same Securities Placed by...
United States SEC Charges 8 Influencers, Profiting $100 Million from Stock...
United States SEC Charges 8 Influencers, Profiting $100 Million from Stock Market Manipulation in Ramp & Dump Scheme by Promoting Stocks Using Social Media...
United States SEC Charged Venture Capital Firm Vika Ventures & Founders...
United States SEC Charged Venture Capital Firm Vika Ventures & Founders for Fraud, Sold $6 Million of Highly Sought-After IPO Securities to 46 Investors...
United States SEC Fines $136 Billion World Largest Telco AT&T $6.25...
United States SEC Fines $136 Billion World Largest Telco AT&T $6.25 Million for Disclosing Material Information of Lower Revenue Forecast to Analysts, Investor Relations...
United States SEC Awards Whistleblower $20 Million, Whistleblowers are Awarded 10%...
United States SEC Awards Whistleblower $20 Million, Whistleblowers are Awarded 10% to 30% if Penalties Exceed $1 Million
30th November 2022 | Hong Kong
The United...
United States SEC 5-Year Plan: Protect Investors Against Fraud, Develop Regulatory...
United States SEC 5-Year Plan: Protect Investors Against Fraud, Develop Regulatory Framework & Support Skilled Workforce
24th November 2022 | Hong Kong
The United States Securities...
