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2021

Hong Kong SFC 2020 Report: Asset and Wealth Management in Hong...

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Hong Kong SFC 2020 Report: Asset and Wealth Management in Hong Kong The Hong Kong Securities and Futures Commission (SFC) has released the 2020 Report...
Capital Market

Hong Kong SFC and Corruption Agency ICAC Crackdown on Stock Manipulation,...

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Hong Kong SFC and Corruption Agency ICAC Crackdown on Stock Manipulation, Arrest Listco & Search IPO Underwriter  16th July 2021 | Hong Kong Hong Kong Securities...
Financial Industry

Hong Kong SFC Publishes ESG Fund Disclosure Guidelines, 59 Funds Listed...

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Hong Kong SFC Publishes ESG Fund Disclosure Guidelines, 59 Funds Listed Including BlackRock, Amundi and Allianz 30th June 2021 | Hong Kong The Hong Kong Securities...
Capital Market

Hong Kong SFC Online Investment Scam Attracted 24,000 Clicks from Viewers,...

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Hong Kong SFC Online Investment Scam Attracted 24,000 Clicks from Viewers, 50% Below Age 35 25th May 2021 | Hong Kong Hong Kong Securities and Futures...
Financial Industry

Hong Kong SFC and Stock Exchange to Tackle IPO Misconduct, Inflated...

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Hong Kong SFC and Stock Exchange to Tackle IPO Misconduct, Inflated IPO Prices to Meet Listing Requirements 21st May 2021 | Hong Kong Hong Kong Securities...
Investment

Hong Kong SFC & Police Arrested 12 People Suspected of Ramp...

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Hong Kong SFC & Police Arrested 12 People Suspected of Ramp & Dump Manipulation Schemes 5th March 2021 | Hong Kong The Hong Kong Securities and Futures...
Private Wealth

Hong Kong SFC Issues Restriction Notices to 13 Brokers for 54...

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Hong Kong SFC Issues Restriction Notices to 13 Brokers for 54 Accounts Related to Social Media Scam 19th February 2021 | Hong Kong Hong Kong Securities...
Capital Market

Hong Kong & Singapore Regulators Warn Investors of Increased Trading Risks...

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Hong Kong & Singapore Regulators Warn Investors of Increased Trading Risks Triggered by Social Media & Online Forums 4th February 2021 | Hong Kong Hong Kong...
Private Wealth

Hong Kong Exchange to Launch New Hang Seng TECH Index Futures &...

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Hong Kong Exchange to Launch New Hang Seng TECH Index Futures & Options 9th November 2020 | Hong Kong Hong Kong Exchanges and Clearing (HKEX) will be...
Investment

Hong Kong SFC Warns of Investment Scams on Social Media Platforms

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Hong Kong SFC Warns of Investment Scams on Social Media Platforms 25th September 2020 | Hong Kong The Securities and Futures Commission (SFC) of Hong Kong...
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