Tag: Short Selling
United States FINRA Orders UBS & Advisor Andrew Burish to Pay...
United States FINRA Orders UBS & Advisor Andrew Burish to Pay $95.3 Million in Arbitration Award to Investors for Tesla Short-Selling Recommendation Resulting in...
Thailand Stock Exchange (SET) to Impose Short-Selling & High-Frequency Trading Restrictions...
Thailand Stock Exchange (SET) to Impose Short-Selling & High-Frequency Trading Restrictions in 2025 Q2, Short-Selling & High-Frequency Trading Will be Allowed for Stocks in...
South Korea Securities Regulator Fines UBS, JP Morgan, Morgan Stanley &...
South Korea Securities Regulator Fines UBS, JP Morgan, Morgan Stanley & Nomura for Illegal Naked Short-Selling, South Korea Ban on Naked Short-Selling Since 2023...
South Korea Court Acquits HSBC of Illegal Short-Selling Charges, South Korea...
South Korea Court Acquits HSBC of Illegal Short-Selling Charges, South Korea Ban on Naked Short-Selling Since 2023 November, Prosecutors Searched HSBC & BNP Paribas...
Hong Kong 3rd Global Financial Leaders Investment Summit from 18th to...
Hong Kong 3rd Global Financial Leaders Investment Summit from 18th to 20th November 2024 3-Day Summit Attended by Over 350 Participants from Top Financial...
South Korea Prosecutors Indict BNP Paribas for Illegal Naked Short-Selling, South...
South Korea Prosecutors Indict BNP Paribas for Illegal Naked Short-Selling, South Korea Prosecutors Searched HSBC & BNP Paribas Offices for Illegal Naked Short-Selling in...
Hong Kong 3rd Global Financial Leaders Investment Summit from 18th to...
Hong Kong 3rd Global Financial Leaders Investment Summit from 18th to 20th November 2024, Speakers from Citi, HSBC, Standard Chartered, UBS, Goldman Sachs, JP...
United States SEC Fines Billionaire Carl Icahn & His Listed Company...
United States SEC Fines Billionaire Carl Icahn & His Listed Company Icahn Enterprises $2 Million for Failing to Disclose & Submit Filings of Billions...
China Securities Regulatory Commission to Increase Margin Requirements for Short-Selling Effective...
China Securities Regulatory Commission to Increase Margin Requirements for Short-Selling Effective 22nd July 2024, New Securities Re-Lending Will be Suspended from 11th July 2024...
South Korea Financial Services Commission Extends Ban on Short Selling to...
South Korea Financial Services Commission Extends Ban on Short Selling to 30th March 2025, Previous 8-Month Full Ban on Short Selling Imposed from 6th...
