Tag: Short Selling
Billionaire Carl Icahn Company Icahn Enterprises Appoints Andrew Teno as CEO...
Billionaire Carl Icahn Company Icahn Enterprises Appoints Andrew Teno as CEO & Warns of Decline in Net Asset Value for 2023 Q4, Icahn Enterprises...
South Korea Prosecutors Searched HSBC & BNP Paribas Offices for Illegal...
South Korea Prosecutors Searched HSBC & BNP Paribas Offices for Illegal Naked Short-Selling, HSBC Fined $5.6 Million & BNP Paribas Fined $14.2 Million
17th February...
China Securities Regulatory Commission Implements New Restrictions on Short-Selling by Suspending...
China Securities Regulatory Commission Implements New Restrictions on Short-Selling by Suspending Brokerages from Borrowing Shares for Lending, Placing Limits on Securities Lending & Banning...
South Korea Securities Commission Fines 2 International Investment Banks $20 Million...
South Korea Securities Commission Fines 2 International Investment Banks $20 Million for Naked Short Selling with Names of Investment Banks to be Released in...
Thailand Securities & Exchange Commission Orders Stock Exchange of Thailand to...
Thailand Securities & Exchange Commission Orders Stock Exchange of Thailand to Implement New Short-Selling Pricing Rule Requiring Short-Selling Orders to be Placed at Higher...
South Korea Imposed Immediate 8-Month Full Ban on Short Selling from...
South Korea Imposed Immediate 8-Month Full Ban on Short Selling from 6th November Till June 2024
11th November 2023 | Hong Kong
South Korea has imposed...
Hong Kong Concludes 2nd Global Financial Leaders Investment Summit from 6th...
Hong Kong Concludes 2nd Global Financial Leaders Investment Summit from 6th to 8th November 2023 with Over 350 Participants Including More than 90 Group...
Hong Kong Court Schedules Trial of Illegal Short Selling Securities Fraud...
Hong Kong Court Schedules Trial of Illegal Short Selling Securities Fraud by Christine Yeung Tak Sum in February & March 2024 after Pleading Not...
South Korea Financial Supervisory Service Fines 2 Hong Kong-Based Investment Banks...
South Korea Financial Supervisory Service Fines 2 Hong Kong-Based Investment Banks $30 Million for Illegal Naked Short Selling Between 2020 to 2022
21st October 2023...
United States SEC New Rule on Additional Information Disclosure on Short...
United States SEC New Rule on Additional Information Disclosure on Short Selling of Equity Securities Transactions for Institutional Investors
14th October 2023 | Hong Kong
The...
