Tag: suspension
Hong Kong SFC Issues 9-Month Suspension to ex-Ever-Long Securities Responsible Officer...
Hong Kong SFC Issues 9-Month Suspension to ex-Ever-Long Securities Responsible Officer & Director Wilson Cheung Kin for Breaching SFC Code of Conduct & Sponsor...
Singapore MAS Extends Suspension of Remittances to China via Non-Bank &...
Singapore MAS Extends Suspension of Remittances to China via Non-Bank & Non-Card Channels for Another 6 Months Till 30th September 2024, Singapore Police Received...
Hong Kong SFC Issues 10-Month Suspension to City International Futures Director...
Hong Kong SFC Issues 10-Month Suspension to City International Futures Director Andy Wong Yeung for Failure to Discharge Duties & Money Laundering, 1 Client...
Singapore Police Received More than 670 Reports of Around $9.8 Million...
Singapore Police Received More than 670 Reports of Around $9.8 Million Money Remittances to China Frozen, Singapore Government Working with China Government to Understand...
Singapore MAS Suspends Money Remittances to China via Non-Bank & Non-Card...
Singapore MAS Suspends Money Remittances to China via Non-Bank & Non-Card Channels for 2024 Q1, Reports of Remittances via Singapore Frozen in Bank Account...
Hong Kong Exchange Issues Consultation Paper to Remove Suspension of Securities...
Hong Kong Exchange Issues Consultation Paper to Remove Suspension of Securities & Derivatives Trading under Severe Weather Conditions Currently Linked to Severity of Typhoon,...
$592 Billion Asset Manager Columbia Threadneedle Suspends Trading of $502 Million...
$592 Billion Asset Manager Columbia Threadneedle Suspends Trading of $502 Million UK Property Authorized Investment Fund, Surge in Redemption Resulted in Insufficient Cash Balance...
Hong Kong SFC Appeals Tribunal Imposed 2 Years Suspension for Trafalgar...
Hong Kong SFC Appeals Tribunal Imposed 2 Years Suspension for Trafalgar Capital Mgmt Hedge Fund Manager Christopher James Aarons for Using Material Non-Public Information...
Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2...
Hong Kong SFC Suspends Former Emperor Securities Licensed Representative for 2 Years for Misconduct
3rd September 2021 | Hong Kong
The Hong Kong Securities and Futures Commission...
150 Stocks Suspended Trading on Hong Kong Stock Exchange for Missing...
150 Stocks Suspended Trading on Hong Kong Stock Exchange for Missing Filing Deadline
1st April 2021 | Hong Kong
More than 150 stocks or almost 6%...
