Tag: UBS
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million...
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS,...
United States SEC Fines 11 Firms $1.1 Billion for Using Text...
United States SEC Fines 11 Firms $1.1 Billion for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS, Credit Suisse, Goldman...
AXA Investment Manager to Provide Metaverse Private Investments to UBS HNW...
AXA Investment Manager to Provide Metaverse Private Investments to UBS HNW Clients in Hong Kong & Singapore
15th September | Hong Kong
AXA Investment Manager has...
UBS Mutually Terminates Digital Wealth Management Wealthfront $1.4 Billion Merger with...
UBS Terminates Digital Wealth Management Wealthfront $1.4 Billion Merger with $27 Billion AUM, Invests $69.7 Million Convertible Note
8th September 2022 | Hong Kong
UBS (Americas)...
UBS Sells $7 Billion US Alternative Investment Manager & Feeder Fund...
UBS Sells $7 Billion US Alternative Investment Manager & Feeder Fund Platform AlphaKeys Funds to iCapital
26th August 2022 | Hong Kong
UBS has sold UBS...
United States Prosecutors Filing: Archegos Family Office Misled Banks on Liquidity...
United States Prosecutors Filing: Archegos Family Office Misled Banks on Liquidity & Portfolio Concentration 6 Months Before Collapsed in March 2021, $1.5 Billion Assets...
Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan...
Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan Stanley, Goldman, Bank of America, Citi, UBS, Credit Suisse, Barclays, Deutsche Bank
26th August...
UBS Setup Private Client Team in Greater China to Focus on...
UBS Setup Private Client Team in Greater China to Focus on Clients with $1 Million to $5 Million
18th August 2022 | Hong Kong
UBS Global...
UBS 2022 Q2 Report: $3.9 Trillion Assets, Global Wealth AUM Grew...
UBS 2022 Q2 Report: $3.9 Trillion Assets, Global Wealth AUM Grew $400 Million, APAC Wealth Grew $3 Billion, Asset Mgmt Decreased $12 Billion
28th July...
United States SEC Fines JP Morgan, UBS & TradeStation $2.55 Million...
United States SEC Fines JP Morgan, UBS & TradeStation $2.55 Million for Failure to Prevent Customer Identity Theft
28th July 2022 | Hong Kong
The United...
