Tag: UBS
UBS Pays Former Compliance Officer $14.1 Million after 4 Years of...
UBS Pays Former Compliance Officer $14.1 Million after 4 Years of Lawsuit, Fired for Junior Broker Naked Options $3.7 Million Trading Loss
22nd April 2022...
UBS Elects Former Morgan Stanley President Colm Kelleher as New Chairman,...
UBS Elects Former Morgan Stanley President Colm Kelleher as New Chairman, Succeeds Axel Weber
8th April 2022 | Hong Kong
UBS has elected former Morgan Stanley...
UBS Appoints Andrew Lo as Head of Family Office Advisory for...
UBS Appoints Andrew Lo as Head of Family Office Advisory for Greater China, Amy Lau as Family Office Advisor from HSBC Private Bank
19th March...
Chinese Exiled Billionaire Guo Wengui to Pay $134 Million for Moving...
Chinese Exiled Billionaire Guo Wengui to Pay $134 Million for Moving Yacht to Avoid Creditor, Sues UBS $500 Million in Trading Loss
12th February 2022...
London Court to Hear UBS $500 Million Lawsuit by Chinese Billionaire,...
London Court to Hear UBS $500 Million Lawsuit by Chinese Billionaire, Application to Dismiss Trial Fails
11th February 2022 | Hong Kong
UBS has failed to...
Former UBS Advisor Charged with Stealing $5.8 Million from Client over...
Former UBS Advisor Charged with Stealing $5.8 Million from Client over 6 Years, Spent $4.2 Million on Women
29th January 2022 | Hong Kong
The United...
UBS to Acquire Wealthfront with $27 Billion AUM & 470,000 Clients,...
UBS to Acquire Wealthfront with $27 Billion AUM & 470,000 Clients, Target at Affluent Market with $57,000 Holdings Per Client
28th January 2022 | Hong...
UBS Applies to Dismiss $500 Million Lawsuit in London, Filed by...
UBS Applies to Dismiss $500 Million Lawsuit in London, Filed by Chinese Billionaire for Share Margin Call
21st January 2022 | Hong Kong
UBS has applied...
UBS Files Appeal for $2 Billion Penalty for Assisting French Clients...
UBS Files Appeal for $2 Billion Penalty for Assisting French Clients to Evade Tax Via Switzerland
24th December 2021 | Hong Kong
UBS has filed an...
European Commission Fines UBS, Barclays, RBS, HSBC & Credit Suisse $389...
European Commission Fines UBS, Barclays, RBS, HSBC & Credit Suisse $389 Million for FX Spot Trading Cartel
3rd December 2021 | Hong Kong
The European Commission...
