Tag: UBS
Hong Kong SFC Seeks 2 Years Ban for Chairman & CEO...
Hong Kong SFC Seeks 2 Years Ban for Chairman & CEO of AMTD Group Calvin Choi, Failure to Disclose Conflict of Interest as Managing...
13 Banks Including UBS, BNP Paribas, Bank of America, Barclays to...
13 Banks Including UBS, BNP Paribas, Bank of America, Barclays to Pay $91 Million for Singapore Interest Rates Rigging Conspiracy
3rd June 2022 | Singapore
13...
UBS Launches Digital Platform UBS Circle One to Provide Clients with...
UBS Launches Digital Platform UBS Circle One to Provide Clients with Insights & Actionable Ideas, Phase 1 Launch in Asia-Pacific
27th May 2022 | Hong...
UBS Firing of Investment Banker James Boland Defamatory for Switching of...
UBS Firing of Investment Banker James Boland Defamatory for Switching of Bond Underwriting to Loan Structure, Filed for $15 Million in Compensation
6th May 2022...
United States SEC Charges Archegos Family Office Bill Hwang, CFO, CRO...
United States SEC Charges Archegos Family Office Bill Hwang, CFO, CRO & Head Trader for Market Fraud, $1.5 Billion Assets to $160 Billion Exposure
28th...
UBS Pays Former Compliance Officer $14.1 Million after 4 Years of...
UBS Pays Former Compliance Officer $14.1 Million after 4 Years of Lawsuit, Fired for Junior Broker Naked Options $3.7 Million Trading Loss
22nd April 2022...
UBS Elects Former Morgan Stanley President Colm Kelleher as New Chairman,...
UBS Elects Former Morgan Stanley President Colm Kelleher as New Chairman, Succeeds Axel Weber
8th April 2022 | Hong Kong
UBS has elected former Morgan Stanley...
UBS Appoints Andrew Lo as Head of Family Office Advisory for...
UBS Appoints Andrew Lo as Head of Family Office Advisory for Greater China, Amy Lau as Family Office Advisor from HSBC Private Bank
19th March...
Chinese Exiled Billionaire Guo Wengui to Pay $134 Million for Moving...
Chinese Exiled Billionaire Guo Wengui to Pay $134 Million for Moving Yacht to Avoid Creditor, Sues UBS $500 Million in Trading Loss
12th February 2022...
London Court to Hear UBS $500 Million Lawsuit by Chinese Billionaire,...
London Court to Hear UBS $500 Million Lawsuit by Chinese Billionaire, Application to Dismiss Trial Fails
11th February 2022 | Hong Kong
UBS has failed to...
