Tag: UK Financial Conduct Authority
UK Financial Conduct Authority Issues Warning of Fraudster Operating Aviva Investment...
UK Financial Conduct Authority Issues Warning of Fraudster Operating Aviva Investment Limited as a Clone Firm, Copying Details of Genuine Authorised Firm Aviva Investors...
UK Financial Conduct Authority Launches New Simplified Listings Regime for Companies...
UK Financial Conduct Authority Launches New Simplified Listings Regime for Companies Effective 29th July 2024, Removed Requirement for Voting on Significant Transactions or Related...
UK Financial Conduct Authority Sent Letters to More than 180 Banks...
UK Financial Conduct Authority Sent Letters to More than 180 Banks & 280 Brokers for Non-Financial Misconduct Including Sexual Harassment, Bullying & Discrimination
2nd March...
London Metal Exchange is Facing a New Lawsuit by Green &...
London Metal Exchange is Facing a New Lawsuit by Green & Human Rights Campaigners London Mining Network for Trading of Dirty Metals from Mining...
UK Financial Conduct Authority Issues Statement of Concern to 42 Investment...
UK Financial Conduct Authority Issues Statement of Concern to 42 Investment Platforms with 71% Retaining Interest Earned on Cash Balances & 61% of Firms...
UK London Court Dismissed Elliott Associates & Jane Street Lawsuit Against...
UK London Court Dismissed Elliott Associates & Jane Street Lawsuit Against London Metal Exchange for $12 Billion of Cancelled Nickel Trades in March 2022...
UK Financial Conduct Authority to Implement New Sustainability Disclosure Requirements &...
UK Financial Conduct Authority to Implement New Sustainability Disclosure Requirements & Investment Marketing Labels to Improve Trust & Transparency on Sustainable Investment Products &...
UK Financial Conduct Authority Proposes Requiring Personal Investment Firms to Allocate...
UK Financial Conduct Authority Proposes Requiring Personal Investment Firms to Allocate Additional Capital for Potential Consumers Compensation for Bad Advice, UK Financial Services Compensation...
UK London Court Hearing to Determine Legal Rights of $12 Billion...
UK London Court Hearing to Determine Legal Rights of $12 Billion Cancelled Nickel Trades by London Metal Exchange in March 2022, LME Highlights $19.7...
UK Financial Conduct Authority Introduces New Advertising Rules For Crypto Assets,...
UK Financial Conduct Authority Introduces New Advertising Rules For Crypto Assets, Cooling-Off Period for 1st Time Investors from 8th October 2023 & Ban on...
