United States CFTC Releases Enforcement Classification & Mitigation Credit Matrix from 0% for No-Self Reporting to 55% for Exemplary Self-Reporting & Cooperation
1st March 2025...
United States CFTC Fines Mosaic Exchange & Owner CEO Sean Michael $1.1 Million for Operating Fraudulent Digital Asset Commodity Scheme by Soliciting 18 Individuals...
United States CFTC Charged Companies & Individuals in $283 Million Ponzi Scheme from 2,000 Investors with South Florida Court Issuing Restraining Order to Protect...
United States CFTC Fines Taiwan Taishin Securities $200,000 for Trader Executing $17 Million of Futures via 50 Wash Trades & Non-Competitive Transactions in 2022...
United States CFTC Fines Barclays $4 Million for Swap Reporting Violations, Failed to Report Correctly & Late Reporting for Millions of Swap Transactions from...
United States CFTC Fines Singapore-Based Supply Chain Manager Olam Group $3.25 Million for Providing False, Misleading & Inaccurate Reports of $190 Million Cotton Sale...
United States CFTC Fines Switzerland Energy Trader TOTSA TotalEnergies Trading SA $48 Million for Market Manipulation of EBOB-Linked Futures Contracts (Gasoline) to Benefit its...
United States CFTC Fines Goldman Sachs $3 Million for Failure to Maintain Adequate Supervisory System for Customer Trading & Submitted Misleading Information to Division...
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