Tag: United States SEC
United States SEC Charged 3 Individuals for Fraud in Issuing $284...
United States SEC Charged 3 Individuals for Fraud in Issuing $284 Million Municipal Bonds (Legacy Cares) to Finance United States Arizona Sports & Family...
Cryptocurrency Exchange Kraken to Buy United States Retail Trading Platform NinjaTrader...
Cryptocurrency Exchange Kraken to Buy United States Retail Trading Platform NinjaTrader for $1.5 Billion, Kraken Plans IPO in 2026, $10 Billion Valuation in 2021,...
United States SEC Drops Lawsuit Against Cryptocurrency Platform Ripple for Raising...
United States SEC Drops Lawsuit Against Cryptocurrency Platform Ripple for Raising $1.3 Billion via XRP Token in Non-Authorized Securities Offering
23rd March 2025 | Hong...
United States SEC Fines Momentum Advisors, ex-Managing Partner Allan J. Boomer...
United States SEC Fines Momentum Advisors, ex-Managing Partner Allan J. Boomer & ex-COO Tiffany L. Hawkins $515,000 for Misusing $223,000 from Portfolio Companies Funds...
Cryptocurrency Exchange Kraken Plans IPO in 2026, $10 Billion Valuation in...
Cryptocurrency Exchange Kraken Plans IPO in 2026, $10 Billion Valuation in 2021, Founded in 2011 by Jesse Powell & Thanh Luu
9th March 2025 |...
United States SEC Drops Charges Against Cryptocurrency Exchange Kraken for Operating...
United States SEC Drops Charges Against Cryptocurrency Exchange Kraken for Operating as an Unregistered Securities Exchange, Broker, Dealer & Clearing Agency, Generated Hundreds of...
United States Court Dismissed United States SEC Lawsuit Against Crypto Asset...
United States Court Dismissed United States SEC Lawsuit Against Crypto Asset Hex Founder Richard Heart for Securities Violation & Fraud Citing Lack of Specific...
United States SEC Charged Lithuania Citizen Justinas Butkus & His 2...
United States SEC Charged Lithuania Citizen Justinas Butkus & His 2 Companies (HMC Trading & HMC Management) for Mutual Fund Fraud Raising $4.1 Million...
United States SEC Drops Charges Against Crypto Platform Coinbase for Illegal...
United States SEC Drops Charges Against Crypto Platform Coinbase for Illegal Offering of Securities & Operating as Unregistered Securities Exchange
28th February 2025 | Hong...
United States SEC Charged Never Alone Capital Founder Alan Burak for...
United States SEC Charged Never Alone Capital Founder Alan Burak for Investment Fund Fraud Raising $4 Million from 2018 to 2023 & Misappropriating Most...
