Tag: United States SEC
Trump Media & Technology Group Sued by Co-Founders United Atlantic Ventures...
Trump Media & Technology Group Sued by Co-Founders United Atlantic Ventures for Trying to Dilute Shares Before Planned $4 Billion SPAC Merger with Digital...
United States SEC Fines $9.2 Billion Footwear Company Skechers $1.25 Million...
United States SEC Fines $9.2 Billion Footwear Company Skechers $1.25 Million for Failure to Disclose Employment of 2 Relatives of Skecher Executives, Consulting Relationship...
United States SEC Adopts Rules to Enhance & Standardize Climate-Related Disclosures...
United States SEC Adopts Rules to Enhance & Standardize Climate-Related Disclosures by Public Companies & in IPOs, Climate-Related Risks Disclosures Include Risks that May...
UK Barclays Bank to Sell $1.1 Billion of Credit Card Debt...
UK Barclays Bank to Sell $1.1 Billion of Credit Card Debt to Private Equity Group Blackstone to Reduce Capital Requirements & Balance Sheet Risk
2nd...
United States SEC Charged Ex-CEO & Co-Founder of Advertising Technology Alfi...
United States SEC Charged Ex-CEO & Co-Founder of Advertising Technology Alfi Inc for False & Misleading Statements on Social Media YouTube after IPO in...
United States SEC Fines Bankrupt Electric Pickup Truck Lordstown Motors $25.5...
United States SEC Fines Bankrupt Electric Pickup Truck Lordstown Motors $25.5 Million for Misleading Investors on Demand of Pickup Trucks with More than 100,000...
United States SEC Charged Husband of M&A Manager at Oil &...
United States SEC Charged Husband of M&A Manager at Oil & Gas Giant BP for Insider Trading with $1.76 Million Profit, Overheard Wife Working...
United States Court Allows Class Action Fraud Lawsuit Against Barclays for...
United States Court Allows Class Action Fraud Lawsuit Against Barclays for Overselling in $17.7 Billion New Securities Issuance Due to Lack of Internal Control...
$1.5 Trillion Asset Manager Franklin Templeton Files for Spot Ethereum ETF...
$1.5 Trillion Asset Manager Franklin Templeton Files for Spot Ethereum ETF Listing, Joins Leading Asset Managers BlackRock & Fidelity with Spot Bitcoin ETF Listing,...
United States SEC Fines 16 Brokers, Dealers & Investment Advisors $81...
United States SEC Fines 16 Brokers, Dealers & Investment Advisors $81 Million for Failure to Keep Record of Text Messages, 16 Firms Fined Include...
