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United States SEC Fines Online Trading Platform eToro $1.5 Million for...

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United States SEC Fines Online Trading Platform eToro $1.5 Million for Providing Unauthorised Securities in Crypto Assets & to Provide Only Bitcoin, Bitcoin Cash...

United States SEC Fines Deere & Company (John Deere) $10 Million...

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United States SEC Fines Deere & Company (John Deere) $10 Million for Violating Foreign Corrupt Practices Act (FCPA) by Bribing Thailand Government Officials to...

United States SEC Fines 9 Investment Advisory Firms $1.24 Million for...

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United States SEC Fines 9 Investment Advisory Firms $1.24 Million for Violating Marketing Rule with Misleading or Insufficient Disclosure on Advertisements, 9 Firms are...

United States SEC Fines 7 Firms $3 Million for Preventing Whistleblowers...

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United States SEC Fines 7 Firms $3 Million for Preventing Whistleblowers from Reporting Potential Misconduct, 7 Firms are Acadia Healthcare, Brands Holding, AppFolio, IDEX...

United States SEC Fines Esmark Inc and Founder & Chairman James...

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United States SEC Fines Esmark Inc and Founder & Chairman James Bouchard $600,000 for False Announcement to Buy U.S. Steel for $7.8 Billion Including...

United States SEC Fines 6 Credit Rating Agencies $49 Million for...

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United States SEC Fines 6 Credit Rating Agencies $49 Million for Failure to Keep Communication Records, 6 Credit Rating Agencies are Moody’s, S&P Global...

United States SEC Fines & Charges: 1) Fines Galois Capital Management...

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United States SEC Fines & Charges: 1) Fines Galois Capital Management $225,000 for Failure to Safeguard Crypto Assets for Clients & Misled Investors on...

United States SEC Charged China-Based Investment Firm QZ Asset Management (Qianze),...

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United States SEC Charged China-Based Investment Firm QZ Asset Management (Qianze), United States-Based QZ Global & CEO Blake Yeung Pu Lei (Yang Pulei) for...

United States SEC Fines Navy Shipbuilder Austal $24 Million for Fraud...

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United States SEC Fines Navy Shipbuilder Austal $24 Million for Fraud in Revenue Recognition & Artificially Reducing Cost Estimates to Meet Financial Projections, 3...

United States SEC Charged & Obtained Asset Freezes Against $60 Million...

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United States SEC Charged & Obtained Asset Freezes Against $60 Million Ponzi Scheme from 80 Investors from 2023 to 2024 by Siblings Jonathan Adam...