Tag: United States Securities & Exchange Commission
United States SEC Enforcement Result 2022: Record $6.4 Billion Penalties &...
United States SEC Enforcement Result 2022: Record $6.4 Billion Penalties & 760 Enforcement Actions, JP Morgan, Morgan Stanley, UBS, Credit Suisse, Barclays, Allianz, EY,...
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million...
United States Commodity Futures Trading Commission Fines 11 Firms $710 Million for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS,...
United States SEC Fines 11 Firms $1.1 Billion for Using Text...
United States SEC Fines 11 Firms $1.1 Billion for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS, Credit Suisse, Goldman...
United States SEC Fines $170 Billion Tech Giant Oracle $23 Million...
United States SEC Fines $170 Billion Tech Giant Oracle $23 Million for Using Slush Funds in Turkey, UAE & India to Bribe Foreign Officials...
United States SEC Charges Father & Son for Market Manipulation, New...
United States SEC Charges Father & Son for Market Manipulation, New Jersey Deli with $100 Million Market Capitalization with $40,000 Annual Revenue
29th September 2022...
United States SEC Charged VMware for Misleading Investors by Shifting Revenue...
United States SEC Charged VMware for Misleading Investors by Shifting Revenue to Future Quarters to Soften Slowing Growth & Pays $8 Million in Fine,...
Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan...
Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan Stanley, Goldman, Bank of America, Citi, UBS, Credit Suisse, Barclays, Deutsche Bank
26th August...
United States SEC Charged 11 Individuals & Forsage for Crypto Pyramid...
United States SEC Charged 11 Individuals & Forsage for Crypto Pyramid & Ponzi Scheme, Raised $300 Million from Millions of Investors Worldwide with Footprints...
United States SEC: Alibaba at Risk of Delisting on NYSE
United States SEC: Alibaba at Risk of Delisting on NYSE
4th August 2022 | Hong Kong
The United States Securities & Exchange Commission (SEC) has named China...
United States SEC M&A Office Requests Elon Musk Team to Provide...
United States SEC M&A Office Requests Elon Musk Team to Provide Info on Tweets & Analysis to Cancel $44 Billion Twitter Acquisition
15th July 2022...
