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2023

United States SEC Charges Founders of Blockchain Technology CoinDeal for $45...

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United States SEC Charges Founders of Blockchain Technology CoinDeal for $45 Million Fraud Promising Trillion Dollars Exit to Non-Existent Prominent Investors, Used Funds to...
2023

United States SEC Charges SPAC CFO for Stealing $5 Million from...

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United States SEC Charges SPAC CFO for Stealing $5 Million from 3 SPACs, Used Stolen Funds to Trade Crypto Assets, Securities & Pay for...
2022

United States SEC Fines $142 Billion Honeywell $202.7 Million for Bribery...

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United States SEC Fines $142 Billion Honeywell $202.7 Million for Bribery in Brazil & Algeria, $4 Million in Bribes to High Ranking Brazil Government...
2022

United States SEC Enforcement Result 2022: Record $6.4 Billion Penalties &...

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United States SEC Enforcement Result 2022: Record $6.4 Billion Penalties & 760 Enforcement Actions, JP Morgan, Morgan Stanley, UBS, Credit Suisse, Barclays, Allianz, EY,...
2022

United States Commodity Futures Trading Commission Fines 11 Firms $710 Million...

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United States Commodity Futures Trading Commission Fines 11 Firms $710 Million for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS,...
Financial Industry

United States SEC Fines 11 Firms $1.1 Billion for Using Text...

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United States SEC Fines 11 Firms $1.1 Billion for Using Text Messaging & Non-Authorised Channels with No Record Keeping, Citi, UBS, Credit Suisse, Goldman...
Capital Market

United States SEC Fines $170 Billion Tech Giant Oracle $23 Million...

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United States SEC Fines $170 Billion Tech Giant Oracle $23 Million for Using Slush Funds in Turkey, UAE & India to Bribe Foreign Officials...
Capital Market

United States SEC Charges Father & Son for Market Manipulation, New...

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United States SEC Charges Father & Son for Market Manipulation, New Jersey Deli with $100 Million Market Capitalization with $40,000 Annual Revenue 29th September 2022...
Capital Market

United States SEC Charged VMware for Misleading Investors by Shifting Revenue...

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United States SEC Charged VMware for Misleading Investors by Shifting Revenue to Future Quarters to Soften Slowing Growth & Pays $8 Million in Fine,...
2022

Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan...

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Whatsapp Usage Fines: More than $1 Billion on JP Morgan, Morgan Stanley, Goldman, Bank of America, Citi, UBS, Credit Suisse, Barclays, Deutsche Bank  26th August...
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