Tag: United States
United States SEC Proposes Fund Name Must Match 80% of Investment...
United States SEC Proposes Fund Name Must Match 80% of Investment Strategy, Prevent Misleading or Deceptive Fund Names
26th May 2022 | Hong Kong
The United...
United States SEC Proposes ESG Categories, to Provide Specific ESG Category...
United States SEC Proposes ESG Categories, to Provide Specific ESG Category Disclosures
26th May 2022 | Hong Kong
The United States Securities & Exchange Commission (SEC)...
United States SEC Charges BNY Mellon for Misleading Statements on ESG,...
United States SEC Charges BNY Mellon for Misleading Statements on ESG, Pays $1.5 Million Penalty
26th May 2022 | Hong Kong
The United States Securities &...
United States SEC Chairman Gary Gensler: Crypto Assets are Securities, Involves...
United States SEC Chairman Gary Gensler: Crypto Assets are Securities, Involves Entrepreneurs Raising Money from Public for Profit
12th May 2022 | Hong Kong
The United...
UBS Firing of Investment Banker James Boland Defamatory for Switching of...
UBS Firing of Investment Banker James Boland Defamatory for Switching of Bond Underwriting to Loan Structure, Filed for $15 Million in Compensation
6th May 2022...
Domino Pizza Accountant Fined $1.92 Million for Insider Trading, Profit of...
Domino Pizza Accountant Fined $1.92 Million for Insider Trading, Profit of $960,000 for Trading Ahead of Earning Announcement
29th April 2022 | Hong Kong
The United...
United States SEC Charges Archegos Family Office Bill Hwang, CFO, CRO...
United States SEC Charges Archegos Family Office Bill Hwang, CFO, CRO & Head Trader for Market Fraud, $1.5 Billion Assets to $160 Billion Exposure
28th...
United States Fed Officials to Reduce Bond Holdings by $95 Billion...
United States Fed Officials to Reduce Bond Holdings by $95 Billion Per Month from May 2022
8th April 2022 | Hong Kong
United States Federal Reserve...
United States SEC Charges Individual for Sham $14 Billion Offer to...
United States SEC Charges Individual for Sham $14 Billion Offer to Buy Fortune 500 Defence Company Textron, Places Ad in The New York Times...
United States President Joe Biden to Propose New 20% Minimum Billionaire...
United States President Joe Biden to Propose New 20% Minimum Billionaire Tax in 2023, Tax on Household with $100 Million
1st April 2022 | Hong...
